Article 9: Processing of special categories of personal dataAI-relevant
Praxikon tracks Article 9 (Processing of special categories of personal data) under the GDPR, alongside the EU AI Act, citing the source for every statement.
What does Article 9 govern?
Article 9 prohibits in paragraph 1 the processing of special categories of personal data: data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs or trade union membership, and genetic data, biometric data for unique identification, health data and data concerning sex life or sexual orientation. Paragraph 2 lists ten exceptions in which the prohibition does not apply, such as explicit consent (a), obligations under employment law (b), data manifestly made public by the data subject (e) and health care (h). Paragraph 3 ties the health care exception to professional secrecy, and paragraph 4 lets Member States set further conditions for genetic, biometric and health data. The article exists because, according to recital 51, these data are by their nature particularly sensitive and their processing can create significant risks to fundamental rights. An exception under paragraph 2 comes on top of, not instead of, the legal basis under Article 6 (recital 51).
Key term: Special categories of personal data: the sensitive data listed in paragraph 1 whose processing is prohibited unless an exception in paragraph 2 applies
Directly affects:controllerprocessordata subjectmember statedata protection officer
Praxikon’s reading of the text and the recitals; the official text below prevails.
AI Act intersection
Special categories of personal data are relevant for prohibited AI practices (Art. 5 AI Act, biometrics) and data governance (Art. 10 AI Act, bias detection).
Official text
Source: EUR-Lex, Regulation (EU) 2016/679. Official text, reproduced without modification.
Decision tree
Do you process special category data, and is that allowed?
Special category data are subject to a prohibition, unless one of the exceptions in Article 9(2) applies. That exception comes on top of a legal basis under Article 6.
Question 1 · Art. 9(1)
Do you process data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs or trade union membership, or genetic data, biometric data for uniquely identifying a person, data concerning health, or data concerning a person’s sex life or sexual orientation?
Data from which such a trait can be indirectly inferred can also fall under this. An ordinary photo is only biometric data when processed technically to uniquely identify someone.
Full diagram
- 1
Do you process data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs or trade union membership, or genetic data, biometric data for uniquely identifying a person, data concerning health, or data concerning a person’s sex life or sexual orientation?
Art. 9(1)
- Yes → Question 3
- No → Question 2
- 2
Do you process data relating to criminal convictions and offences or related security measures?
art. 10
- Yes → Outcome B
- No → Outcome A
- 3
Has the data subject given explicit consent for one or more specified purposes, and does the law not provide that the prohibition may not be lifted by consent?
Art. 9(2)(a)
- Yes → Outcome C
- No → Question 4
- 4
Is the processing necessary for obligations or rights in the field of employment, social security or social protection law, and is it authorised by Union or Member State law or a collective agreement with appropriate safeguards?
Art. 9(2)(b)
- Yes → Outcome D
- No → Question 5
- 5
Is the processing necessary to protect someone’s vital interests, where the data subject is physically or legally incapable of giving consent?
Art. 9(2)(c)
- Yes → Outcome F
- No → Question 6
- 6
Are you a foundation, association or other not-for-profit body with a political, philosophical, religious or trade union aim, and does it concern only (former) members or regular contacts, without disclosure outside the body without consent?
Art. 9(2)(d)
- Yes → Outcome F
- No → Question 7
- 7
Has the data subject manifestly made these data public themselves, deliberately and accessible to everyone?
Art. 9(2)(e)
- Yes → Outcome F
- No → Question 8
- 8
Is the processing necessary for the establishment, exercise or defence of legal claims, or is a court acting in its judicial capacity?
Art. 9(2)(f)
- Yes → Outcome F
- No → Question 9
- 9
Is the processing necessary for preventive or occupational medicine, assessment of working capacity, medical diagnosis, the provision of health or social care or treatment, or the management of health or social care systems and services, on the basis of Union or Member State law or a contract with a health professional, by or under the responsibility of a professional subject to professional secrecy?
Art. 9(2)(h) · Art. 9(3)
- Yes → Outcome E
- No → Question 10
- 10
Is the processing necessary for reasons of substantial public interest, public health, or for archiving, scientific or historical research or statistical purposes, on the basis of Union or Member State law with suitable and specific safeguards?
Art. 9(2)(g), i en j · art. 29 UAVG
- Yes → Outcome D
- No → Outcome G
Outcome A · Does not apply
No special category or criminal offence data
Article 9 and Article 10 do not apply. You do need a legal basis under Article 6. Watch out for inferred data: a system that predicts sensitive traits can still create special category data.
Art. 9(1) · art. 10 · Art. 6(1)
Outcome B · Check further
Criminal offence data: Article 10, not Article 9
You may only process these data under the control of official authority or where Union or Member State law authorises it with appropriate safeguards. In the Netherlands the UAVG (the Dutch GDPR Implementation Act) sets out in a separate section on criminal offence data when this is allowed. You also need a legal basis under Article 6.
art. 10 · Art. 6(1)
Outcome C · Applies
Allowed on the basis of explicit consent
Record how and when the explicit consent was given and make withdrawal easy. You also need a legal basis under Article 6. For large-scale processing a DPIA is mandatory (Article 35(3)(b)).
Art. 9(2)(a) · art. 7 · Art. 6(1) · Art. 35(3)(b)
Outcome D · Applies
Allowed on the basis of a statutory rule
Name the specific statutory provision or collective agreement clause and apply the safeguards it contains. Do not process more than needed for that purpose. You also need a legal basis under Article 6. For large-scale processing a DPIA is mandatory (Article 35(3)(b)).
Art. 9(2)(b), g, i en j · Art. 6(1) · Art. 35(3)(b)
Outcome E · Applies
Allowed for care or occupational medicine under secrecy
The processing must be carried out by or under the responsibility of a professional subject to professional secrecy, such as a doctor or occupational physician. An employer cannot process medical data itself through this exception; for sickness absence and reintegration, Article 30 UAVG gives employers only limited room via Article 9(2)(b). You also need a legal basis under Article 6. For large-scale processing a DPIA is mandatory (Article 35(3)(b)).
Art. 9(2)(h) · Art. 9(3) · art. 30 UAVG · Art. 6(1) · Art. 35(3)(b)
Outcome F · Applies
Allowed under a specific exception
Record which exception in paragraph 2 you rely on and why its conditions are met. Keep the processing limited to what that exception covers. You also need a legal basis under Article 6. For large-scale processing a DPIA is mandatory (Article 35(3)(b)).
Art. 9(2)(c), d, e of f · Art. 6(1) · Art. 35(3)(b)
Outcome G · Prohibited
Prohibited: no exception applies
Without an exception under paragraph 2 you may not process these data, not even with a legal basis under Article 6. Stop the processing, delete the data or design the process so that no special category data are needed.
Art. 9(1) · Art. 9(2)
What does this mean for you?
Controller
First establish whether you process data listed in paragraph 1, including where you infer them from other data, then determine which exception in paragraph 2 applies; record both. If you ask for explicit consent (paragraph 2(a)), this goes beyond ordinary consent and must name specified purposes. If you use AI, for example, to uniquely recognise faces in photos, those are biometric data under recital 51; an ordinary photo without such technical processing is not. Also check whether your Member State sets further conditions for genetic, biometric or health data (paragraph 4).
Processor
Know whether you process special categories for the controller, because the safeguards that belong to the exception, such as secrecy in health care (paragraph 3), must also be in place on your side. If you use these data for your own purposes, you are the controller for that part and need your own exception under paragraph 2 and a legal basis under Article 6.
Data Protection Officer
For each project, test whether special categories are involved and whether the chosen exception in paragraph 2 genuinely fits; 'manifestly made public by the data subject' (e), for example, requires that the data subject did this themselves. Remind the organisation that a legal basis under Article 6 is needed in addition to an exception under paragraph 2 (recital 51).
Data Subject
Your sensitive data may not be processed as a rule (paragraph 1). If an organisation asks you for explicit consent, it must be clear for which specified purposes this is (paragraph 2(a)). Recital 54 says that health data processed for reasons of public health may not be used by employers, insurers or banks for other purposes.
Compliance checklist
Related recitals
Personal data which are, by their nature, particularly sensitive in relation to fundamental rights and freedoms merit specific protection as the context of their processing could create significant ri...
(52)Derogating from the prohibition on processing special categories of personal data should also be allowed when provided for in Union or Member State law and subject to suitable safeguards, so as to pro...
(53)Special categories of personal data which merit higher protection should be processed for health-related purposes only where necessary to achieve those purposes for the benefit of natural persons and ...
(54)The processing of special categories of personal data may be necessary for reasons of public interest in the areas of public health without consent of the data subject. Such processing should be subje...
(55)Moreover, the processing of personal data by official authorities for the purpose of achieving the aims, laid down by constitutional law or by international public law, of officially recognised religi...
(56)Where in the course of electoral activities, the operation of the democratic system in a Member State requires that political parties compile personal data on people's political opinions, the processi...
Cross-references
More case law, guidelines and fines
In addition to the overview at the bottom of this page: rulings, guidelines and fines that interpret or apply this article, newest first. Each item was checked against the official source.
Case law (5)
- 19 December 2024 · C-65/23 · CJEUMK v K GmbH
A collective or works agreement on employee data must also comply with Articles 5, 6 and 9 of the GDPR, and courts fully review its necessity.
- 21 December 2023 · C-667/21 · CJEUKrankenversicherung Nordrhein
Processing health data under an exception in Article 9(2) also requires a legal basis under Article 6. Compensation has a compensatory, not a punitive, function.
- 1 August 2022 · C-184/20 · CJEUOT v Vyriausioji tarnybinės etikos komisija
Data that indirectly reveal sensitive information, such as a partner's name revealing sexual orientation, fall under Article 9. Publishing declarations of interests online went further than necessary.
- 24 September 2019 · C-136/17 · CJEUDirective 95/46GC and Others v CNIL
The prohibition on processing special category and criminal data also applies to a search engine, within its role when assessing a de-referencing request. For outdated reports on criminal proceedings, the current situation must appear first in the results.
- 6 November 2003 · C-101/01 · CJEUDirective 95/46Lindqvist
Naming people on a web page is automated processing that falls outside the household exemption; a foot injury is health data, and uploading to an EU-hosted site is not a transfer to a third country.
Guidelines and decisions (6)
- 17 September 2026 · v2.0 · EDPBGuidelines 3/2025 on the interplay between the DSA and the GDPR
Describes how obligations under the Digital Services Act and the GDPR apply together, including for content moderation, recommender systems and advertising.
- 19 November 2025 · COM(2025) 837 · European CommissionDigital Omnibus: proposal amending the GDPR
Legislative proposal that would introduce, among other things, a relative definition of personal data, breach notification only for high risk and cookie rules within the GDPR itself. It is a proposal, not law in force.
- 13 April 2021 · v2.1 · EDPBGuidelines 8/2020 on the targeting of social media users
Describes the roles and responsibilities of social media platforms and advertisers in targeted advertising and the legal bases that fit.
- 9 March 2021 · v2.0 · EDPBGuidelines 01/2020 on processing personal data in the context of connected vehicles and mobility related applications
Addresses data protection for connected vehicles and mobility apps, such as location data, biometrics and access to data stored in the vehicle.
- 15 December 2020 · v2.0 · EDPBGuidelines 06/2020 on the interplay of the Second Payment Services Directive and the GDPR
Addresses how payment service providers under PSD2 may process personal data, with attention to legal basis, third party data and special categories.
Show 1 more
- 29 January 2020 · v2.1 · EDPBGuidelines 3/2019 on processing of personal data through video devices
Covers video surveillance under the GDPR, including the household exemption, legal basis, biometric data, transparency duties and storage periods.
Fines (1)
- 16 May 2024 · Dutch Data Protection Authority€30,500,000Clearview AI: illegal database of face prints
Clearview scraped billions of photos from the internet and turned faces into biometric codes, without a legal basis and in breach of the ban on processing biometric data. It did not inform people, ignored access requests and had no representative in the EU.
Decision of 16 May 2024, announced on 3 September 2024. Clearview did not object, so the fine is final. The AP imposed no separate fine for the missing EU representative (Article 27).
Line of case lawSpecial categories of data
When do data reveal something sensitive?
- Lindqvist (2003)A foot injury is already health data.
- GC and Others v CNIL (2019)The prohibition also applies to search engines handling de-referencing requests.
- OT v Vyriausioji tarnybinės etikos komisija (2022)Indirect revelation, such as through a partner's name, also counts.
- Meta Platforms v Bundeskartellamt (2023)Browsing on sensitive sites can yield special category data.
- Krankenversicherung Nordrhein (2023)Besides an Article 9 exception, an Article 6 basis is always needed.
- Lindenapotheke (2024)Online orders for pharmacy medicines are health data.
- Schrems v Meta Platforms (2024)A public statement about one's orientation does not free up other data on it.
- Russmedia Digital (2025)A marketplace must screen ads with sensitive data in advance.
Checked on 5 November 2026
Frequently asked questions
Connections
What connects to Article 9 GDPR
Themes where this returns
Where this meets the other law
The counterpart in the other law
- Article 2 AI Act: Scope
via Using special categories of personal data to detect bias
- Article 3 AI Act: Definitions
- Article 5 AI Act: Prohibited AI practices
via Emotion recognition: prohibited or high-risk under the AI Act, with the GDPR alongside
- Article 6 AI Act: Classification rules for high-risk AI systems
via Emotion recognition: prohibited or high-risk under the AI Act, with the GDPR alongside
- Article 10 AI Act: Data and data governance
via Special categories of data for bias detection: Article 4a alongside Article 9 GDPR
- Article 50 AI Act: Transparency obligations for providers and deployers of certain AI systems
via Emotion recognition: prohibited or high-risk under the AI Act, with the GDPR alongside
Case law
- Schrems v Meta: no unlimited retention and aggregation of data for targeted advertising
2024-10-04 · final, Hof van Justitie van de EU (Vierde kamer), Maximilian Schrems tegen Meta Platforms Ireland Limited
- Lindenapotheke: competitors may sue over GDPR breaches and pharmacy order data are health data
2024-10-04 · final, Hof van Justitie van de EU (Grote kamer), ND tegen DR (twee Duitse apothekers)
- Meta v Bundeskartellamt: competition authority may find a GDPR breach, strict conditions for legal bases behind personalised advertising
2023-07-04 · final, Hof van Justitie van de EU (Grote kamer), Meta Platforms Inc., Meta Platforms Ireland Ltd en Facebook Deutschland GmbH tegen Bundeskartellamt
- Russmedia: an online marketplace operator is controller for personal data in adverts and must check before publication
2025-12-02 · final, Hof van Justitie van de EU (Grote kamer), X tegen Russmedia Digital SRL en Inform Media Press SRL
Guidelines
- Guidelines 03/2026 on web scraping in the context of generative AI
2026-07-07 · under consultation, European Data Protection Board (EDPB)
- Guidelines 05/2020 on consent under Regulation 2016/679
2020-05-04 · final, European Data Protection Board (EDPB)
- Guidelines 1/2026 on processing of personal data for scientific research purposes
2026-04-15 · under consultation, European Data Protection Board (EDPB)
- EDPB and EDPS adopt Joint Opinion 2/2026 on the Digital Omnibus
2026-02-10 · final, European Data Protection Board en European Data Protection Supervisor
Enforcement and fines
- Ten municipalities fined a total of 250,000 euros for unlawful files on Muslim residents
2026-02-03 · final, Autoriteit Persoonsgegevens
- Formal warning to the Dutch Minister of Education, Culture and Science not to put the CABR war archive online and searchable
2024-11-26 · final, Autoriteit Persoonsgegevens
- Clearview AI: 30.5 million euro fine and penalty orders for illegal facial database
2024-05-16 · final, Autoriteit Persoonsgegevens
Legislation in motion
- Proposal: exception for incidental special category data in AI development (Article 9(2)(k) and 9(5) GDPR)
2025-11-19 · proposal, Europese Commissie
- Proposal: exception for biometric verification under the data subject's sole control (Article 9(2)(l) GDPR)
2025-11-19 · proposal, Europese Commissie
- Council: Irish Presidency continues with a revised compromise, Antici Group 11 September 2026
2026-09-11 · under negotiation, Raad van de Europese Unie, Iers voorzitterschap
- Council: Cyprus Presidency tables negotiating mandate, Coreper vote of 26 June 2026 cancelled
2026-06-22 · under negotiation, Raad van de Europese Unie, Antici-groep (vereenvoudiging) en Coreper
- Commission publishes Digital Omnibus proposal COM(2025) 837
2025-11-19 · proposal, Europese Commissie