ControlEditorialv1.0.0

Recording of the factors in Article 99(7)

The control that ensures the factors which determine the amount of a fine are recorded at the time and not reconstructed afterwards: which technical and organisational measures were in place, when you notified an infringement yourself, how you responded to requests from the authority, and what you did to mitigate the harm suffered by affected persons. Those factors cut both ways, so the same record can also count against you; that is a reason to keep it properly rather than not at all.

The official source remains authoritative. This is general information about obligations and not legal advice. See this object on the map

Address and citation

This object has an address of its own that is never renamed or reused. Store the identifier in your own file, not the title or the link.

Identifier: praxikon:eu:ai-act:control:article-99-101-mitigating-factor-record
Payload hash (sha256): ecc7f911bd2521b65e45e24c8c4e5cc569b08ec97ee3cfd82a231e4acecaf993

Citation line

Praxikon, "Recording of the factors in Article 99(7)", praxikon:eu:ai-act:control:article-99-101-mitigating-factor-record@1.0.0, dataset praxikon:sys:registry:dataset:ai-act-implementation-graph 2.2.0 (schema 1.5.0), effective_at 2026-08-08T00:00:00.000Z, known_at 2026-09-06T00:00:00.000Z, sha256 ecc7f911bd2521b65e45e24c8c4e5cc569b08ec97ee3cfd82a231e4acecaf993

Version: 1.0.0
Legal time (effective_at): 2 August 2026
Knowledge time (known_at): 14 August 2026
Closed on: Not closed
Topics: control, enforcement

Review status: Editorially reviewed (14 August 2026). Next check due by 10 February 2027. The check date is the knowledge date of this version; no later recheck has been recorded.

What this object links to

Every relation appears below as a path: from the source with its locator, through the conditions and exceptions of the object carrying the relation, to the consequence. A locator belongs to a statement in the data and not to a relation, so the source is the source anchor of the carrying object.

The obligation this hangs off

1 of 1 shown

The object belongs to this obligation. The source line it hangs off sits there.

Source
This object carries no official fact of its own. The source line below sits on the obligation it hangs off; the link itself is recorded editorially.
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 99(1)-(11)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (38)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 113, third paragraph, point (b)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (40)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 101(1)-(6)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 100(1)-(3)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (32)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
Via
No condition or exception recorded on this object.
Consequence
- ObligationArticle 99, 100 and 101: the penalty structure per obligation
  praxikon:eu:ai-act:obligation:article-99-101-penalties

What this object is about

6 of 6 shown

The object is about this role. Undifferentiated: it does not follow that the duty rests on this role.

Source
This object carries no official fact of its own. The source line below sits on the obligation it hangs off; the link itself is recorded editorially.
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 99(1)-(11)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (38)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 113, third paragraph, point (b)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (40)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 101(1)-(6)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 100(1)-(3)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (32)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
Via
No condition or exception recorded on this object.
Consequence
- ActorAuthorised representative
  praxikon:eu:ai-act:actor:authorised-representative
- ActorDeployer
  praxikon:eu:ai-act:actor:deployer
- ActorDistributor
  praxikon:eu:ai-act:actor:distributor
- ActorProvider of a GPAI model
  praxikon:eu:ai-act:actor:gpai-model-provider
- ActorImporter
  praxikon:eu:ai-act:actor:importer
- ActorProvider of an AI system
  praxikon:eu:ai-act:actor:provider

What points at this object

Where this control comes from

1 of 1 shown

This is what keeps compliance in place over time, periodic or event-driven.

Source
Official fact on this object, with its locator.
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 99(1)-(11)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (38)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 113, third paragraph, point (b)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (40)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 101(1)-(6)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- EU Artificial Intelligence Act 2024/1689
  Locator: Article 100(1)-(3)
  praxikon:eu:ai-act:source:reg-eu-2024-1689
  Open official source
- Digital Omnibus on AI 2026/1744
  Locator: Regulation (EU) 2026/1744, Article 1, point (32)
  praxikon:eu:ai-act:source:reg-eu-2026-1744
  Open official source
Via
- Condition | allRelevant as soon as you are an operator within the meaning of the Regulation, that is a provider, product manufacturer, deployer, authorised representative, importer or distributor, and one of the provisions named in Article 99(3), (4) or (5) is engaged. The Article 101 regime is additionally relevant where you are a provider of a general-purpose AI model, because there the Commission fines you itself. If you fall within the competence of the AI Office under Article 75(1), Article 75c is added on top.
- ExceptionParagraph 6 reverses the calculation for SMEs, including start-ups: for them the lower of the percentage and the amount applies, where for other undertakings it is the higher of the two, and it does so for every fine referred to in Article 99. The inserted paragraph 6a does the same for small mid-cap enterprises, but expressly only for paragraphs 4 and 5, so the Article 5 band is not reversed for them. Paragraph 8 leaves it to each Member State to determine to what extent administrative fines may be imposed on public authorities and bodies established in that Member State, so the ceiling for a public organisation does not follow from the Regulation. Paragraph 9 allows the fine to be imposed by the competent national courts or by other bodies rather than by the authority in some Member States.
As long as this exception is not ruled out, the outcome stays conditional and you have to establish it yourself.
Relation recorded on: Article 99, 100 and 101: the penalty structure per obligation
Consequence
- ObligationArticle 99, 100 and 101: the penalty structure per obligation
  praxikon:eu:ai-act:obligation:article-99-101-penalties

When this applies

No condition recorded on this object.

When this does not apply

No exception recorded on this object.

Referring to this object

Citation block

Copy this reference into your advice, article or file. The identifier, the version and the hash keep the statement findable later, even once the dataset has moved on.

Reference

Praxikon, "Recording of the factors in Article 99(7)",
praxikon:eu:ai-act:control:article-99-101-mitigating-factor-record@1.0.0,
dataset praxikon:sys:registry:dataset:ai-act-implementation-graph 2.2.0 (schema 1.5.0),
effective_at 2026-08-02T00:00:00.000Z, known_at 2026-08-14T00:00:00.000Z,
sha256 ecc7f911bd2521b65e45e24c8c4e5cc569b08ec97ee3cfd82a231e4acecaf993,
https://www.praxikon.com/en/verkenner/control/article-99-101-mitigating-factor-record
(https://www.praxikon.com/api/v1/entities?id=praxikon%3Aeu%3Aai-act%3Acontrol%3Aarticle-99-101-mitigating-factor-record&effective_at=2026-08-02&known_at=2026-08-14&lang=en, accessed 2026-09-20)

Short form

praxikon:eu:ai-act:control:article-99-101-mitigating-factor-record@1.0.0 (sha256 ecc7f911)

BibTeX

@misc{praxikon-eu-ai-act-control-article-99-101-mitigating-factor-record-1-0-0,
  author       = {{Praxikon}},
  title        = {Recording of the factors in Article 99(7)},
  year         = {2026},
  version      = {1.0.0},
  number       = {praxikon:eu:ai-act:control:article-99-101-mitigating-factor-record},
  howpublished = {AI Act Change \& Evidence Graph, dataset 2.2.0, schema 1.5.0},
  note         = {effective_at 2026-08-02T00:00:00.000Z; known_at 2026-08-14T00:00:00.000Z; sha256 ecc7f911bd2521b65e45e24c8c4e5cc569b08ec97ee3cfd82a231e4acecaf993},
  url          = {https://www.praxikon.com/en/verkenner/control/article-99-101-mitigating-factor-record},
  urldate      = {2026-09-20},
  language     = {en}
}

CSL JSON

[
  {
    "id": "praxikon:eu:ai-act:control:article-99-101-mitigating-factor-record@1.0.0",
    "type": "dataset",
    "title": "Recording of the factors in Article 99(7)",
    "container-title": "AI Act Change & Evidence Graph",
    "publisher": "Praxikon",
    "version": "1.0.0",
    "number": "praxikon:eu:ai-act:control:article-99-101-mitigating-factor-record",
    "URL": "https://www.praxikon.com/en/verkenner/control/article-99-101-mitigating-factor-record",
    "language": "en",
    "issued": {
      "date-parts": [
        [
          2026,
          8,
          14
        ]
      ]
    },
    "accessed": {
      "date-parts": [
        [
          2026,
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        ]
      ]
    },
    "note": "dataset praxikon:sys:registry:dataset:ai-act-implementation-graph 2.2.0; schema 1.5.0; effective_at 2026-08-02T00:00:00.000Z; known_at 2026-08-14T00:00:00.000Z; sha256 ecc7f911bd2521b65e45e24c8c4e5cc569b08ec97ee3cfd82a231e4acecaf993; retrieved_from https://www.praxikon.com/api/v1/entities?id=praxikon%3Aeu%3Aai-act%3Acontrol%3Aarticle-99-101-mitigating-factor-record&effective_at=2026-08-02&known_at=2026-08-14&lang=en; licence https://www.praxikon.com/nl/legal/terms"
  }
]

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